• CUNA's Report on Supervisory Issues and Examinations: Guidance for Credit Unions During the Current Economic Times and Beyond (January, 2011)
• Member-credit unions of CUNA can reach the Examination Experience Reporting Form here. To strengthen CUNA's response to these issues, we need to know as much as we can about credit unions' recent examination experiences. Completing our survey will help us do that. Also, if something particularly helpful or problematic occurred in your most recent examination, this is the best way we can bring it to the attention of the regulatory authorities, without revealing the identity of your credit union.

CUNA

• Quick Summary of Credit Union Examination Rights
• CUNA's List of Credit Union Examination Rights and CUNA Commentary
• “Policy on Examinations of Credit Unions and Regulatory Administrative Actions," CUNA  (September, 2010)
• Due Diligence Resources for Credit Unions, CUNA

NCUA

• NCUA Region II Organization Chart
• NCUA's National Supervision Policy Manual -- Released 11/02/12​
• NCUA Letter to Credit Unions (July 2012), LTC 12-FCU-03 -- Small Credit Union Examination Program Changes
• NCUA Office of Consumer Protection, LTCU 11-CU-17 (October 2011)
• "Everything you ever wanted to know about exam appeals,' NCUA Newsletter (March, 2010)
• Final Interpretative Ruling and Policy Statement 11-1, "Supervisory Review Committee" (IRPS 11-1)
• NCUA’s Legal Resource Center
• NCUA’s Examiner’s Guide
• NCUA’s Ombudsman Office
  • The current Ombudsman is Moisette I. "Tonya" Green (Tonya Green), Director, Consumer Compliance and Outreach, National Credit Union Administration, 1775 Duke St., Alexandria, Va. 22314-3428, Phone: 703-518-1140, Email: ombudsman@ncua.gov, Fax: 703-518-6672
• NCUA’s Ombudsman Complaint Form
• NCUA's Supervisory Review Committee
• NCUA Region II Organizational Chart

Examination & Supervisory Resources for Banks

Federal Reserve

• “Procedures for Appeals of Material Supervisory Determinations,” Federal Reserve Bank of Atlanta(March, 2010)
• “Procedures for Appealing Material Supervisory Definitions, Federal Reserve Bank of Minneapolis (February, 2004)
• “Guidelines for Appeals of Material Supervisory Determinations issued by the Board of Governors of the Federal Reserve System,” Federal Reserve Board (March, 1995)

FDIC

• “Guidelines for Appeals of Material Supervisory Determinations,” FDIC (July, 2004)
• “Guidelines for Appeals of Deposit Insurance Assessment Determinations,” FDIC (July, 2004)
• “Regulatory and Supervisory Roundup,” FDIC (2004)

OCC

• “National Bank Appeals Process Overview,” OCC
• “Appeals Process Flowchart,” OCC (2010)

OTS

• “Appeals and Ombudsman Matters,” TB 68b, OCC (July, 2008)