BEGIN:VCALENDAR VERSION:2.0 METHOD:PUBLISH PRODID:-//ddaysoftware.com//NONSGML DDay.iCal 1.0//EN BEGIN:VTIMEZONE TZID:Eastern Standard Time BEGIN:STANDARD DTSTART;VALUE=DATE:18000101 RRULE:FREQ=YEARLY;BYDAY=SU;BYHOUR=2;BYMINUTE=0;BYMONTH=10;BYMONTHDAY=25,26, 27,28,29,30,31 TZOFFSETFROM:-0400 TZOFFSETTO:-0500 END:STANDARD BEGIN:DAYLIGHT DTSTART;VALUE=DATE:18000101 RRULE:FREQ=YEARLY;BYDAY=SU;BYHOUR=2;BYMINUTE=0;BYMONTH=4;BYMONTHDAY=1,2,3,4 ,5,6,7 TZOFFSETFROM:-0500 TZOFFSETTO:-0400 END:DAYLIGHT BEGIN:STANDARD DTSTART;VALUE=DATE:20070101 RRULE:FREQ=YEARLY;BYDAY=SU;BYHOUR=2;BYMINUTE=0;BYMONTH=11;BYMONTHDAY=1,2,3, 4,5,6,7 TZOFFSETFROM:-0400 TZOFFSETTO:-0500 END:STANDARD BEGIN:DAYLIGHT DTSTART;VALUE=DATE:20070101 RRULE:FREQ=YEARLY;BYDAY=SU;BYHOUR=2;BYMINUTE=0;BYMONTH=3;BYMONTHDAY=8,9,10, 11,12,13,14 TZOFFSETFROM:-0500 TZOFFSETTO:-0400 END:DAYLIGHT END:VTIMEZONE BEGIN:VEVENT DESCRIPTION:Webinar: Monitoring the Effectiveness of Your Compliance Progra m: Quality Assurance Testing &\; Auditing Today's credit unions are sub ject to myriad regulations. Failure to comply with these regulations is co stly and can cause reputational damage and penalties and impair the credit union's ability to achieve its business objectives. Resources are limited – everything can’t be checked and rechecked. Consequently\, it is vital t hat compliance officers conduct compliance reviews and test business activ ities to monitor the effectiveness of compliance policies and procedures a s well as staff adherence – and do so in a cost-effective manner. HIGHLIGH TS Developing a compliance-risk profile and assessment Developing a compre hensive risk-based compliance testing and quality assurance program Defini ng quality assurance\, testing\, and compliance auditing roles and respons ibilities Determining the frequency of quality assurance testing and audit ing Defining the scope of testing Developing appropriate test procedures S ampling techniques Documenting compliance QA\, testing\, and audit results Potential benefits of outsourcing compliance testing and auditing and how to select outsourced vendors TAKE-AWAY TOOLKIT Compliance risk-assessment template Compliance-testing template WHO SHOULD ATTEND? This informative session is designed for compliance officers\, internal auditors\, and risk officers. ABOUT THE PRESENTER – Kenneth W. Proctor\, Abound Resources Ken Proctor is the managing director of risk management for Abound Resources\ , a national management consulting firm. During his 38-year banking and co nsulting career\, he has served as an internal consultant with a major reg ional bank\, held management positions in the auditing departments of two southeastern regional commercial banks\, and worked as a public accountant . Ken created the risk management practice area for two national financial services consulting companies and has also served as a senior consultant with two international risk management/consulting firms. He has authored a rticles on risk management and technology for various industry publication s and is an active member of the Association of Certified Anti-Money Laund ering Specialists and the Information Systems Audit and Control Associatio n. PLEASE NOTE: Your registration fee allows you to have one telephone con nection. However\, as many people as you like may listen from your office speaker phone. If you register for the webinar\, your registration fee als o includes one internet connection from a single computer terminal. THREE REGISTRATION OPTIONS 1. LIVE WEBINAR The LIVE WEBINAR option allows you to have one telephone connection for the audio portion and one Internet conn ection (from a single computer terminal) to view online visuals as the pre sentation is delivered. You may have as many people as you like listen fro m your office speaker phone. Registrants receive a toll-free number and pa ss code that will allow entrance to the seminar. The session will be appro ximately 90 minutes\, including question and answer sessions. Seminar mate rials\, including instructions\, pin number\, and handouts will be emailed to you prior to the broadcast. You will need the most current version of Adobe Reader available free at www.adobe.com. 2. ON-DEMAND WEB LINK** AND FREE CD ROM* Can't attend the live webinar? The ON-DEMAND WEB LINK** is a recording of the live event including audio\, visuals\, and handouts. We e ven provide the presenter's email address so you may ask follow-up questio ns. Approximately 1 week prior to the webinar\, you will receive an email with the web link. This web link can be viewed anytime 24/7\, beginning 6 business days AFTER the webinar and will expire 6 months after the live pr ogram date. But there's more . . . AS AN ADDED BONUS\, you will also recei ve a FREE audio/visual CD ROM.* The CD ROM includes the original audio/vis ual presentation\, the question and answer sessions\, and the handouts. Us e the on-demand link or this "off-the-shelf" training program for those th at could not attend the live seminar and for future training. 3. BOTH LIVE WEBINAR AND ON-DEMAND WEB LINK** (INCLUDES FREE CD-ROM*) Includes options 1 and 2 above *CD Rom for PC use only **All materials are subject to copy right and intended for your credit union's use only. NEW! Listen on your i Pad\, iPhone\, or Android. Instructions will be emailed to you with the on -demand link. INVESTMENT: $199.00 Webinar per connection $199.00 Archived On-Demand Web Link &\; Free CD ROM $249.00 Both Live Webinar &\; Arc hived On-Demand Web Link &\; Free CD ROM TIME: 3:00 p.m. - 4:30 p.m. To register and pay by check\, email mzelinsky@njcul.org and your credit uni on will be invoiced. To register and pay online\, click here. DTEND;TZID=Eastern Standard Time:20130313T163000 DTSTAMP:20130521T114605 DTSTART;TZID=Eastern Standard Time:20130313T150000 LOCATION: SEQUENCE:0 SUMMARY:> Webinar: Monitoring the Effectiveness of Your Compliance Program: Quality Assurance Testing & More UID:e3b8f3b3-8067-460f-9612-4289ff46bcf0 URL:http://www.njcul.org/-webinar-monitoring-the-effectiveness-of-your-comp liance-program-quality-assurance-testing-more-2013-03-13.aspx END:VEVENT END:VCALENDAR