> Quick Bite: Ten Steps to Building & Maintaining a Successful Compliance Program

Thursday, November 21, 2013
11:00 AM Eastern Daylight Time
12:00 PM

With all of the regulatory compliance changes that have taken place this year, it is more important than ever to have a solid regulatory compliance program. The changes are broad in scope, complex and require a coordinated approach to comply with provisions.

Examiners will be spending more time reviewing credit unions for compliance as the Consumer Financial Protection Bureau has ramped up its compliance initiatives. This session will focus on the elements critical to every regulatory compliance program. We will discuss how compliance has changed over the past couple of years and how your compliance function must adapt. We will look at credit union best practices and how you can incorporate these into your credit union. Not every credit union has the same resources to devote to compliance, but we will discuss several ways you can significantly improve your existing compliance program and in turn your credit union’s overall compliance performance.

Speaker: John Zasada is Principal in the Financial Institutions Group of LarsonAllen LLP. John is responsible for leading the regulatory compliance practice nationwide. John has 16 year’s experience assisting credit unions in complying with consumer protection regulations. The compliance services he provides includes assisting credit unions in establishing regulatory compliance programs, co-sourcing regulatory compliance, conducting compliance testing, training staff on credit union regulations, performing website compliance assessments, writing and editing the compliance newsletter, providing compliance webinars and BSA/AML/OFAC independent testing. 

Location: Via Telephone

Time: 11:00 am - 12:00 pm EST

Educational Investment: $109.00 per telephone connection. Unlimited Listeners and Free Audio Archive

****You must be registered for this session to hear the audio-recorded version and receive handouts.****

AUDIO ARCHIVE! Can't tune in today? This session will be available on-line for 30 days after activation.

To register and pay by check, email mzelinsky@njcul.org and your credit union will be invoiced. To register and pay online, click here.